-
Status
Unpublished
-
Release Date
-
Court
Court of Appeals
-
PDF
115773
1
NOT DESIGNATED FOR PUBLICATION
No. 115,773
IN THE COURT OF APPEALS OF THE STATE OF KANSAS
SPENCER ADAMS,
Appellant,
v.
STATE OF KANSAS,
Appellee.
MEMORANDUM OPINION
Appeal from Wyandotte District Court; J. DEXTER BURDETTE, judge. Opinion filed July 21,
2017. Affirmed.
Debera A. Erickson, of Kansas City, for appellant.
Kayla Roehler, assistant district attorney, Mark A. Dupree, Sr., district attorney, and Derek
Schmidt, attorney general, for appellee.
Before HILL, P.J., MCANANY and ATCHESON, JJ.
Per Curiam: Spencer Adams asks us to reverse the summary dismissal of his
habeas corpus motion in which he had claimed trial court errors and ineffective assistance
by his attorney. We will not turn this into a second appeal and, therefore, affirm.
Serving a lengthy prison sentence for attempted second-degree murder, Adams
filed a pro se habeas corpus motion which the district court summarily dismissed because
the motion, files, and records conclusively showed Adams was entitled to no relief. In
dismissing the motion, the court did note that a K.S.A. 60-1507 motion may not be used
2
as a substitute for a direct appeal and that Adams had shown no exceptional
circumstances that would call for an evidentiary hearing on the motion.
In this appeal, Adams contends:
The trial court erred in limiting Adams' scope of cross-examination of the
State's critical witnesses, which violated his right of confrontation;
the trial court erred in excluding evidence that was an integral part of his
theory of defense;
the court erred in allowing testimony that was unreliable or perjured; and
Adams' trial counsel was ineffective when he did not request testing on
evidence collected at the crime scene.
As we shall see, the district court was correct—this is an attempt for a second
appeal that is not permitted by law.
We need not repeat all of the sordid details of Adams' brutal attack on his
girlfriend because they are set out in his direct appeal, State v. Adams, No. 106,059, 2012
WL 4677843 (Kan. App. 2012) (unpublished opinion), rev. denied 297 Kan. 1247 (2013).
Essentially, Adams beat his girlfriend using his fists and a cooking pan. His girlfriend,
Susan Pavlovic, "suffered a subdural hematoma, a fractured skull, a laceration to her
scalp, a fractured sternum, several broken ribs, and hemorrhaging in her abdomen. Her
brain was visible through the hole in her skull."
Pavlovic testified at trial that Adams hit her all over her head and arms and
threatened to kill her. David McCarter, a friend of Adams, testified that when he entered
Adams' apartment, he heard popping noises, saw Adams holding a cooking pan, and saw
Pavlovic slumped between Adams' legs. Adams said he thought he may have killed her.
3
Adams testified at trial. He denied that he caused Pavlovic's injuries. Adams said
that he and McCarter left the apartment together and found Pavlovic when they came
back. He saw Pavlovic slumped over with blood everywhere and took a hold of her,
getting blood on his shorts.
His jury found him guilty of attempted second-degree murder. Because it is
pertinent to this appeal, we will give several details about the posttrial proceedings in the
criminal case. They have a bearing on how we will rule.
Adams' trial counsel moved for a new trial and Adams himself filed two pro se
motions for a new trial and a motion for evidence of ineffective assistance of counsel.
The court appointed new counsel and the new counsel also filed a motion for a new trial.
At the hearing on the motions for a new trial, among other things, Adams argued:
that an order in limine prevented him from cross-examining Pavlovic on
her credibility because she had made a "false" rape allegation in the past;
that he believed McCarter's and Pavlovic's testimony were perjured;
his trial counsel was ineffective for not effectively cross-examining a key
witness and not having certain evidence tested;
the physical evidence was not consistent with the witnesses' testimony—he
questioned how he could have struck Pavlovic without getting blood on his
shirt.
The trial court denied the motions. When it considered the exclusion of the
evidence of an unprosecuted rape allegation made by Pavlovic, the court found that the
prior rape allegation was not pursued because of a lack of cooperation from Pavlovic. In
the court's view, a lack of cooperation is not a false report. The evidence did not affect
Pavlovic's credibility. The court also noted the allegation did not involve Adams.
4
Regarding Adams' ineffective assistance of counsel arguments, the court stated:
"The ineffective assistance of counsel argument is probably the weakest
argument presented by counsel and the defendant in that it's this court's recollection
firsthand that the defendant's substantial criminal rights were protected at every stage of
these proceedings vigorously and within the boundaries of the law by his trial counsel
Mr. Leiker."
With respect to the testing of evidence, the court noted that, "There was no evidence of a
third party, third person, other guy. . . . the only one with an opportunity to have
committed this crime was, in fact, the defendant."
After making its ruling, the judge sentenced Adams to a term of 228 months in
prison. Adams appealed.
A panel of this court affirmed Adams's conviction. The court considered whether
the trial court improperly excluded evidence of the unprosecuted rape allegation made by
Pavlovic. The court found that the prior rape allegation was properly excluded because it
was not relevant. There was no indication that the rape report was false. Rather, Pavlovic
did not want to prosecute and the case was dropped. There was no way the evidence
could be used to question Pavlovic's credibility. Adams, 2012 WL 4677843, at *10.
Adams also asserted he should have been permitted to cross-examine Pavlovic on
her bipolar disorder to impeach her credibility. At trial, the court permitted Adams to
bring up Pavlovic's bipolar disorder but he was not permitted to question Pavlovic on the
specific medications she was taking for it. The panel found no error in the district court's
decision that the medications were irrelevant. 2012 WL 4677843, at *11. The court also
found that trial counsel was not ineffective in his cross-examination of Pavlovic or
McCarter. 2012 WL 4677843, at *9.
5
Additionally, the court considered whether Adams' trial counsel was ineffective
for failing to collect and test his clothing from the night of the incident. Adams argued
that if he had beaten Pavlovic, then blood would have been all over this clothing. The
panel rejected the argument after concluding that testing would not have made any
difference because Adams admitted Pavlovic's blood was on his clothing. 2012 WL
4677843, at *9.
The Kansas Supreme Court declined to review the matter.
We repeat the law that guides us.
To be entitled to relief under K.S.A. 60-1507, the movant must establish by a
preponderance of the evidence either:
(1) the judgment was rendered without jurisdiction;
(2) the sentence imposed was not authorized by law or is otherwise open to
collateral attack; or
(3) there has been such a denial or infringement of the prisoner's constitutional
rights to render the judgment vulnerable to collateral attack.
See K.S.A. 60-1507(b); Supreme Court Rule 183(g) (2017 Kan. S. Ct. R. 222).
Summary dismissal of a K.S.A. 60-1507 motion is appropriate when the motion,
files, and case records conclusively show the prisoner is entitled to no relief. Sola-
Morales v. State, 300 Kan. 875, 881, 335 P.3d 1162 (2014). When the district court
summarily denies a K.S.A. 60-1507 motion, the appellate court conducts a de novo
review to determine whether the motion, files, and records of the case conclusively
establish that the movant is not entitled to relief. Sola-Morales, 300 Kan. at 881.
6
To avoid the summary denial of a motion brought under K.S.A. 60-1507, a
movant bears the burden of establishing entitlement to an evidentiary hearing. To meet
this burden, a movant's contentions must be more than conclusory, and either the movant
must set forth an evidentiary basis to support those contentions or the basis must be
evident from the record. Sola-Morales, 300 Kan. at 881.
Supreme Court Rule 183(c)(3) (2017 Kan. S. Ct. R. 223) clearly prohibits the
review of trial errors in a habeas corpus collateral attack of a conviction, for that is the
province of the direct appeal:
"A proceeding under K.S.A. 60-1507 ordinarily may not be used as a substitute
for direct appeal involving mere trial errors or as a substitute for a second appeal. Mere
trial errors must be corrected by direct appeal, but trial errors affecting constitutional
rights may be raised even though the error could have been raised on appeal, provided
exceptional circumstances excuse the failure to appeal."
The term "exceptional circumstances" has been defined to include "unusual events
or intervening changes in the law which prevent a movant from reasonably being able to
raise all of the trial errors in the first post-conviction proceeding." State v. Mitchell, 297
Kan. 118, 123, 298 P.3d 349 (2013). We note that it is true that exceptional
circumstances can include ineffective assistance of counsel. Rowland v. State, 289 Kan.
1076, 1087, 219 P.3d 1212 (2009).
We see no exceptional circumstances here.
When we consider Adams' arguments on appeal, we can see he tried to use this
K.S.A. 60-1507 motion as a substitute for a second appeal in violation of Rule 183(c)(3).
In Adams' first two arguments he contends the trial court erred by excluding
evidence regarding Pavlovic's prior rape allegation and her mental illness. He argues the
7
court's ruling prevented him from cross-examining the State's witness, calling his own
witnesses, and testifying himself. He argues that this evidence was his only real defense.
Whether the trial court erred by excluding the evidence of an unprosecuted rape
allegation has already been fully litigated. We will not now reconsider the panel's prior
ruling that the evidence was irrelevant, had no bearing on Pavlovic's credibility, and that
Adams' characterization of the unprosecuted allegation as a "false claim" was wholly
inaccurate and unsupported by evidence. Adams also argued on direct appeal that he
should have been able to cross-examine Pavlovic more on her mental illness. The panel
clearly rejected the argument. See Adams, 2012 WL 4677843, at *10.
Moving on, Adams briefly argues that his trial counsel was ineffective for failing
to request an evidentiary hearing and present evidence so the trial court could have made
an informed decision on the relevance of the unprosecuted rape allegation. However,
there is no indication that the trial court did not make an informed decision on this matter.
Adams does not state what evidence would be presented at such a hearing that would
have changed the court's decision. Who are the witnesses that would testify? What would
the witnesses say? A K.S.A. 60-1507 movant must set forth an evidentiary basis to
support a contention. Sola-Morales, 300 Kan. at 881.
Adams next argues that Pavlovic's and McCarter's testimony was so inconsistent
with the physical evidence that the court should have known the evidence was false
testimony. He offers no support for this assertion. On direct appeal, Adams also argued
this issue. He now uses this motion as a substitute for a second appeal. To the extent that
he has articulated the argument differently in his K.S.A. 60-1507 motion, Adams alleges
no exceptional circumstances which excused his failure to bring this issue on direct
appeal.
8
After careful consideration of his arguments, we conclude that these claims are
also barred by the doctrine of res judicata. After a direct appeal is taken from a criminal
conviction, the doctrine of res judicata precludes the parties to the appeal from
relitigating any issue decided in the direct appeal. Further, those issues that could have
raised on direct appeal, but were not, are deemed waived in a collateral proceeding. State
v. Kingsley, 299 Kan. 896, Syl. ¶ 2, 326 P.3d 1083 (2014); Woods v. State, 52 Kan. App.
2d 958, Syl. ¶ 1, 379 P.3d 1134 (2016), petition for rev. filed September 12, 2016. Res
judicata provides that issues finally determined cannot afterwards be relitigated. Res
judicata requires four elements: (1) the same claim; (2) the same parties; (3) that the
claims were or could have been raised; and (4) a final judgment on the merits. Bogguess
v. State, 306 Kan. ___, 395 P.3d 447, 452 (2017); Kingsley, 299 Kan. at 901.
Finally, in his last argument, he claims his trial counsel was ineffective for not
having evidence collected at the crime scene tested and not hiring an expert to establish
that the blood on his clothing was inconsistent with the witness testimony. He argues that
witnesses testified that there was blood "splatter" on his clothing. Adams contends that
the blood on his clothing was not "splatter" from hitting Pavlovic, but was caused by
"transfer" when he found her bloody body and tried to help her.
Again, to prevail on a claim of ineffective assistance of counsel, Adams must
establish (1) that the performance of defense counsel was deficient under all of the
circumstances; and (2) prejudice, i.e., that there is a reasonable probability the jury would
have reached a different result absent the deficient performance. Sola-Morales, 300 Kan.
at 882.
We note that Adams' argument that counsel was ineffective for failing to test
evidence has already been litigated and rejected on direct appeal. He could have
articulated his distinction between "splatter" and "transfer" on direct appeal. After Adams
filed his motion for a new trial alleging ineffective assistance of trial counsel, Adams'
9
trial counsel, who he claims was ineffective, was replaced. There is no reason why
Adams could not have raised this specific permutation of his ineffective assistance of
counsel claim previously. Again, he shows us no exceptional circumstances why he could
not have raised the splatter/transfer distinction then.
Finally on this point, Adams has not shown a reasonable probability the jury
would have reached a different result with this blood evidence. Based on McCarter's and
Pavlovic's testimony, there was overwhelming evidence of Adams' guilt. See Adams,
2012 WL 4677843, at *7.
Affirmed.